Endoscopic mucosal resection of Barrett’s oesophagus containing dysplasia or intramucosal cancer
- 1Department of Interdisciplinary Endoscopy, University Medical Center Hamburg-Eppendorf, Hamburg, Germany
- 2Division of Gastroenterology, Changi General Hospital, Singapore
- Correspondence to: Dr Stefan Seewald Department of Interdisciplinary Endoscopy, University Medical Center Hamburg-Eppendorf, Martinistrasse 52, 20246 Hamburg, Germany;
- Received 30 October 2006
- Accepted 12 January 2007
Barrett’s oesophagus is premalignant. Oesophagectomy is traditionally regarded as the standard treatment option in the presence of high grade intraepithelial neoplasia or intramucosal cancer. However, oesophagectomy is associated with high rates of mortality and morbidity. Endoscopic ablative therapies are limited by the lack of tissue for histological assessment, and the ablation may be incomplete. Endoscopic mucosal resection is an alternative to surgery in the management of high grade intraepithelial neoplasia and intramucosal cancer. It is less invasive than surgery and, unlike ablative treatments, provides tissue for histological assessment. This review will cover the indications, techniques and results of endoscopic mucosal resection.
- APC, argon plasma coagulation
- EMR, endoscopic mucosal resection
- EMRC, cap assistant endoscopic mucosal resection
- EMRL, endoscopic mucosal resection with ligation
- EST, endoscopic submucosal dissection
- EUS, endoscopic ultrasound
- GORD, gastro-oesophageal reflux disease
- HGIN, high grade intraepithelial neoplasia
- IMC, intramucosal cancer
- LGIN, low grade intraepithelial neoplasia
- PDT, photodynamic therapy
Barrett’s oesophagus is a sequel of gastro-oesophageal reflux disease (GORD) and may be present in 5–15% of GORD patients in the western population.1–3 Barrett’s oesophagus is premalignant, with oesophageal adenocarcinoma occurring at an overall incidence rate of 0.4–0.5% per year.4 It progresses through stages of dysplasia to cancer. Patients without dysplasia and those with low grade intraepithelial neoplasia (LGIN) have low rates of disease progression. In the presence of high grade intraepithelial neoplasia (HGIN), disease may progress at rates >10% per year.5,6
Surveillance endoscopy for Barrett’s oesophagus—with the aim of detecting HGIN or early cancer in order to facilitate earlier therapeutic interventions—has been advocated by the American College of Gastroenterology, with the time interval of endoscopy being dependent on the presence and severity of dysplasia. In the absence of dysplasia, follow up endoscopy is performed at 3 years. When there is LGIN, endoscopy is performed yearly. If focal HGIN is present, endoscopy is repeated at 3-monthly intervals, but in the presence of multifocal HGIN or intramucosal cancer (IMC), intervention is required.7
Oesophagectomy is traditionally regarded as the standard treatment option in the presence of HGIN or cancer. It is a definitive treatment which removes all neoplastic epithelia. This is important because of the limitation of endoscopic biopsy, which may not detect other foci of HGIN or IMC. In a series of patients who underwent oesophagectomy for HGIN detected by endoscopy, surgery revealed invasive cancer in 30–40% of cases which was missed preoperatively.8 However, oesophagectomy is also associated with the highest rates of procedure related mortality and long term morbidity. Mortality rates ranging from 2.5–20.3% have been reported, and 30–50% of patients may develop serious postoperative complications such as pneumonia, anastomotic leaks and myocardial infarction.9 In addition, there have been reports of patients whose preoperative biopsy specimens showed IMC that was not seen in the surgical specimens.10 There is thus a need for a less invasive alternative treatment strategy.
Endoscopic ablative therapies such as argon plasma coagulation (APC) and photodynamic therapy (PDT) have been proposed as less invasive alternatives to oesophagectomy, but are clearly not optimal. These therapies are limited by the lack of tissue for histological assessment, which is crucial for determining treatment adequacy, and the possibility that the ablation may be incomplete, with remnant Barrett’s mucosa post treatment; this persistent Barrett’s oesophagus will remain at risk for progression to adenocarcinoma.9 In a multicentre randomised study which compared PDT using porfimer sodium, combined with omeprazole, versus omeprazole alone, it was shown that although PDT was superior to omeprazole alone, complete ablation of HGIN was achieved in only 77% of cases, while complete ablation of Barrett’s oesophagus was achieved in only 52%. In addition, oesophageal adenocarcinoma still occurred in 13% of cases in the treated group; strictures also occurred in 36% of cases.11 Poor results were also obtained when 5-aminolevulinic acid-PDT was used to treat patients with residual HGIN and IMC after endoscopic mucosal resection, with failure of PDT in 25% of cases, and recurrence of HGIN in 27% of successfully treated cases on follow up.12 APC has been used to ablate Barrett’s oesophagus with HGIN and IMC as well, but the failure rate was 20%.13 In a study of patients with Barrett’s oesophagus (both without dysplasia as well as with LGIN) treated with APC and acid suppression, a relapse rate of 62% over a median period of 36 months was reported. In addition, 5% of patients progressed to adenocarcinoma during this period.14
Endoscopic mucosal resection (EMR) is increasingly being utilised as an alternative to surgery in the management of HGIN and IMC of the gastrointestinal tract. Performing EMR is similar to resecting the diseased mucosa surgically. It is less invasive than surgery and, unlike ablative therapies, it provides tissue for histological assessment. The role of EMR in the treatment of early oesophageal squamous cell carcinoma, early gastric cancer and early colonic cancer is established and had been previously reviewed.15 More data on the role of EMR in the context of Barrett’s oesophagus with HGIN and IMC are now available. This review will cover the rationale and indication for EMR in the context of Barrett’s oesophagus, the techniques of EMR, the limitations of EMR for Barrett’s oesophagus, and results of key published data.
INDICATIONS AND RATIONALE FOR EMR
Indications for EMR
EMR is indicated as an alternative treatment to oesophagectomy when HGIN or well to moderately differentiated IMC occurs in the context of Barrett’s oesophagus. However, nodal metastases should first be excluded by endoscopic ultrasound (EUS) (table 1).
Pathological basis for EMR
The basis for the indications in performing EMR stems from the clinicopathologic data of patients who underwent curative surgery for early Barrett’s cancer. Studies have shown that there is no or minimal risk of distant metastases in the context of IMC. In the absence of distant metastases, curative EMR is thus feasible. The risk for lymph node metastases is 0% for cancer limited to the mucosal layer. When there is submucosal involvement, nodal metastases may occur in 16–22.2%.16–18 In a study which analysed the histological characteristics of endoscopic resection specimens of Barrett’s neoplasia, it was shown that the prevalence of lymphatic vessel involvement was only 0.3% in T1 m cancer, compared to 3% of cases with submucosal involvement. In all these patients, no invasion into a submucosal blood vessel was observed. In addition, well differentiated carcinomas were generally limited to the mucosa (92.7%), unlike the moderately (73.7%) and poorly differentiated (22.7%) carcinomas.19 EMR is limited to well differentiated and moderately differentiated cancer because of the concern of occult metastases with poorly differentiated cancer. This is mainly extrapolated from the Japanese experience with early gastric cancer.20
EUS is frequently performed before EMR in order to assess the depth of mucosal involvement, and the possibility of regional nodal metastases, especially in the case of IMC. However, EUS tends to over-stage the depth of mucosal involvement, whether a conventional 12 MHz echoendoscope21 or a 20 MHz high frequency mini-probe is used.22 This is due to underlying inflammation. Hence the depth of penetration of IMC on EUS cannot be used as the sole criterion for not performing EMR, especially if the lesion meets the generally accepted endoscopic criteria of size and appearance for EMR.15 The accuracy of high resolution endoscopy in staging superficial oesophageal cancer was compared with high resolution EUS using a 20 MHz mini-probe and it was shown that results were comparable (83.4% vs 79.6%).23 A recent study suggested that EUS and EUS-guided fine needle aspiration may be useful in excluding nodal metastases.24
TECHNIQUES AND STRATEGIES OF EMR FOR BARRETT’S OESOPHAGUS
Various EMR techniques have been described.15 These may be broadly classified into techniques with and without suction. Examples of techniques without suction include the “inject and cut” technique25 and the “strip biopsy” technique.26 Techniques with suction include “the simple snare resection” technique using a 0.3 mm monofilament stainless steel wire snare,27 cap assisted endoscopic mucosal resection (EMRC),28 the use of the oesophageal endoscopic mucosal resection tube,29 and endoscopic mucosal resection with ligation (EMRL).30–32 In addition to these traditional EMR techniques, the technique of endoscopic submucosal dissection (ESD), which facilitates en-bloc resection, has also been recently introduced.33–35 ESD has been used mainly for early gastric cancer, although its use has also been expanded to include oesophageal lesions as well.36,37
Based on published literature, the EMR techniques that have been used for Barrett’s oesophagus include the following: the “inject and cut” technique,25 “the simple snare resection technique”,27 EMRC,28 and EMRL.30–32 The details of these techniques will be expanded upon further (table 2). Chromoendoscopy using dyes such as acetic acid, methylene blue, indigo carmine and crystal violet, either alone or in combination with magnification endoscopy, has been used to improve the detection of specialised intestinal metaplasia as well as dysplasia in columnar lined oesophagus.38 One could consider using chromoendoscopy to highlight the Barrett’s mucosa in order to facilitate resection; however it is generally not needed or used.
The “inject and cut” technique is also known as submucosal injection polypectomy. In this technique, the diseased mucosa is raised off the muscularis propria by the injection of saline with or without diluted epinephrine (adrenaline) to create a submucosal bleb which is strangulated by a braided snare and then resected using electrocautery. The problem with this approach is that flat lesions can be difficult to capture, and the injected solution may also dissipate rapidly.
With the “the simple snare resection technique”,27 instead of using a braided snare, a stiff monofilament snare (Medwork, Germany) is utilised (fig 1). With this stiff snare, it is possible to press down on the diseased flat mucosa and ensnare it after simple aspiration, without the need for prior submucosal injection. This is not possible when the softer braided snare is used. The lesion is then resected by electrocautery. In our units we use the Erbotom ICC 200 electrosurgical device (Erbe Inc, Tϋbingen, Germany) with a pure coagulation current (output 60 W, effect 3).
With the EMRC technique,28 a specialised transparent plastic cap is fitted to the tip of a standard therapeutic endoscope. The margins of the lesion are first demarcated using a diathermy needle, followed by injection of saline or diluted epinephrine into the submucosa. A special soft crescent-shaped snare (SD221L-25 or SD-7P-1, Olympus, Tokyo, Japan) is then pre-looped into the groove of the rim of the cap. This pre-looping is performed by lightly pressing against and suctioning normal mucosa to seal the cap outlet. The snare is opened and rested along the inside groove of the cap to form the loop. The cap is used to suck the lesion into the cap, and the lesion is captured by closing the snare. Blended electrosurgical current is used to resect the lesion. The soft snare is easily deformed and usually suitable for single use only.
EMRL is a simple and easy method of performing EMR.30–32 It uses a variceal ligation device fitted onto the endoscope. The diseased mucosa is ligated, creating a pseudopolyp. The size of the threading channels of the standard band ligators does not permit the insertion of a polypectomy snare into the working channel of the endoscope. Therefore to resect the pseudopolyp, the endoscope must be withdrawn so that the cranking device of the band ligator can removed, in order to pass the snare through the working channel of the endoscope, or a second endoscope is required. The endoscope is then reinserted and the pseudopolyp resected using electrocautery. To circumvent the problem of repeat endoscope insertions when using the technique of EMRL for performing extensive EMR, the original Saeed Six Shooter Multi-band Ligator (Wilson-Cook Medical, Winston-Salem, North Carolina, USA) has been modified, creating the Duette Multiband Mucosectomy Kit (Cook Ireland Ltd, Ireland).32 The modification consists of widening the threading channel of the cranking device from 2 mm to 3.2 mm, which facilitates the insertion of a 7 French polypectomy snare. The Duette Multiband Mucosectomy Kit consists of the modified multi-band ligator and a hexagonal polypectomy snare sized 1.5×2.5 cm made of braided wire (AcuSnare SASMH-1, Wilson-Cook, USA). Up to six resections per device can be made. Band ligation can be performed with the snare still within the working channel. This modification enables sequential banding and snare resection of the oesophageal mucosa without a need to change the endoscope, thereby facilitating extensive EMR.
EMR strategies: localised EMR vs circumferential EMR for Barrett’s oesophagus
In localised EMR, the area with HGIN and IMC is targeted and resected. In circumferential EMR, both the diseased area as well as all underlying Barrett’s mucosa is completely resected (in reality the resection may not be really fully circumferential if the Barrett’s oesophagus comprises isolated tongues that do not completely encircle the circumference of the oesophagus). This circumferential approach removes all at risk epithelium, and thus addresses both the problem of missing synchronous lesions at other sites as well as the development of metachronous lesions over the course of time. To perform localised EMR, all of the four techniques listed above have been utilised. To perform circumferential EMR, techniques that have been used include the “simple snare resection” technique,39 the “inject and cut” technique,40 and EMRL using the Duette Multiband Mucosectomy Kit.32 If a normal ligation device were to be used in EMRL, the endoscope would have to be withdrawn several times to allow extensive resection. EMRC is not ideal for repeat resection because the braided snare is easily deformed after single use.
Comparing the various techniques for circumferential EMR, the Duette Multiband Mucosectomy Kit is probably the easiest and least cumbersome method and hence will be expanded upon further. There is no need for submucosal saline injection (which may rapidly dissipate anyway), and flat lesions can be easily ensnared after creation of a pseudopolyp. In fact, a prospective randomised study of EMRL without submucosal saline injection against EMRC with prior submucosal injection of saline showed that both techniques were similar with respect to efficacy and safety for EMR of early oesophageal cancers.41 Multiple resections without prior submucosal injection can also be performed easily with the Duette Multiband Mucosectomy Kit. After the initial ligation and resection, the subsequent ligation is performed by sucking the adjacent mucosa with a bit of overlapping to ensure that no ridges of diseased mucosa remain. After EMR, resected specimens are collected using the Roth Net (US Endoscopy, Mentor, Ohio, USA), fixed onto a piece of cork before being immersed in 4% formalin solution and sent for histopathological assessment. At the end of EMR, if small remnant ridges of diseased mucosa persist, these can be easily removed with the stiff monofilament snare. If circumferential EMR is planned, resection can be performed in a single session or as a staged procedure with a hemi-circumferential resection at the first setting depending on the length of the Barrett’s oesophagus. Although circumferential EMR in one single setting is associated with stricture formation, conditions for a complete resection are most optimal in the first EMR session. In further sessions fibrosis with scar formation makes EMR more difficult. If EMR is performed in multiple sessions, repeat endoscopy and EMR is performed at 3- to 4-week intervals until complete resection of all Barrett’s mucosa. Patients are also treated with high dose proton pump inhibitors during this period.
RESULTS AND LIMITATIONS OF EMR FOR BARRETT’S OESOPHAGUS WITH HGIN OR IMC
The first report of localised EMR for Barrett’s oesophagus in a cohort of 64 patients showed that for low risk patients (defined as lesion diameter <20 mm; macroscopically type I, IIa lesions or IIC lesions ⩽10 mm; well or moderately differentiated adenocarcinoma or high grade dysplasia; limited to the mucosa) EMR could achieve complete remission in 97% of cases. For high risk patients (lesion diameter >20 mm and limited to the mucosa; and/or macroscopically type III; and/or poorly differentiated adenocarcinoma; and/or submucosal involvement) complete remission was achieved in only 59%. Apart from a case of bleeding needing endoscopic therapy, no severe complications occurred. Over a mean follow up period of 12 months, recurrent or metachronous carcinomas were found in 14% of cases.42 The same group subsequently published data for a longer period of follow up. Over a mean follow up period of 34 months, higher recurrence rates of 23–30% were noted.43,44 No major complications such as severe bleeding or perforation occurred. Similar results have been published by other groups.45,46
Local recurrence is thus a major limitation of localised EMR. This is especially so for long segment Barrett’s oesophagus, even if histology shows complete removal of the malignant lesion by localised EMR. The high recurrence rate is due to the existence of multifocal premalignant and malignant areas in the Barrett’s oesophagus overlooked by biopsy before EMR, as well as metachronous development of new foci of dysplasia. The issue of inaccurate pre-EMR biopsy is not surprising, because studies addressing the question of 2 cm, four quadrant biopsies for surveillance have shown that cancers may be missed in 33–56% of cases,47,48 although this may be potentially halved with the use of a more intensive 1 cm, four quadrant biopsy protocol.49 Localised EMR has been combined with PDT and APC to address the issue of remnant Barrett’s oesophagus and promising results have been obtained.43,44,50 However, similar to ablative therapy alone, there remains the serious concern over the lack of histological assessment and the distinct possibility of incomplete ablation.
To address these limitations, the concept of circumferential EMR to remove all underlying Barrett’s mucosa upon detection of HGIN or IMC was mooted.38 Thus far only three full papers on this topic has been published, two from the centre that first conceptualised it,32,39 and another corroborative study.40 Although no recurrent or metachronous lesions were reported in two of the studies,32,39 in the third study a recurrence rate of 11% was reported over a mean follow up period of 18 months. This may be due to incomplete resection of the Barrett’s mucosa due to repeated resection in multiple sessions. The issue of remnant ridges of diseased mucosa is very pertinent as none of the available techniques can achieve en bloc resection. Piecemeal resection is unavoidable. However, the risk can be potentially minimised by overlapping the margins of resection, as well as by using adjunctive measures such as additional simple snare resection or APC to remove remnant tissue ridges. It is probably better to remove all remnants in the first EMR session because fibrosis may make subsequent EMR more difficult. A problem with circumferential EMR in one session is the occurrence of strictures.32,39 If the Barrett’s segment is short these strictures can usually be handled by bougienage without any difficulty.
The early and intermediate term results of EMR for Barrett’s oesophagus with HGIN and IMC are promising, with high treatment success rates and no occurrence of major complications. In particular, circumferential EMR to remove all the underlying Barrett’s oesophagus, once HGIN or IMC is detected, is conceptually sound and attractive. However, more long-term data for a larger number of treated patients are required in order to establish the role of EMR as a standard alternative treatment to surgery in Barrett’s oesophagus. In addition, these high success and low complication rates have been mainly achieved by highly experienced therapeutic endoscopists in referral centres. More data are needed to determine whether these excellent clinical outcomes may be duplicated outside of these referral centres.
MULTIPLE CHOICE QUESTIONS (TRUE (T)/FALSE (F); ANSWERS AFTER THE REFERENCES)
1. Barrett’s oesophagus is a premalignant condition. Adenocarcinoma may occur at a rate of:
5% per year
3% per year
5% per year
0% per year
2. Surveillance endoscopy using a 2 cm, four quadrant biopsy protocol:
Detects all cases of high grade dysplasia and cancer
Misses 70% of coexistent cancer
Misses 33–56% of coexistent cancers
Misses 10% of coexistent cancers
3. Which of the following statements about endoscopic mucosal resection (EMR) is true?
The risk of lymph node metastases for intramucosal cancer is 0.3%
EMR is indicated in the presence of both low grade and high grade dysplasia
In the absence of lymph node on endoscopic ultrasound, EMR of poorly differentiated intramucosal cancer can be safely performed
Localised EMR has a recurrence rate of up to 30%
4. Submucosal injection of saline is not required in which of the following techniques of EMR?
“Simple snare resection” technique
EMR with cap technique
EMR with ligation technique
“Inject and cut” technique
5. Which of the following statements concerning circumferential EMR is true?
Circumferential EMR of Barrett’s oesophagus is the standard of care
Stricture formation is unavoidable in circumferential EMR
Circumferential EMR has the advantage of removing all at risk mucosa
The issue of disease recurrence is not applicable to circumferential EMR
(A) T (B) F (C) F (D) F;
(A) F (B) F (C) T (D) F;
(A) F (B) F (C) F (D) T;
(A) T (B) F (C) T (D) F;
(A) F (B) F (C) T (D) F.